RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L•••• G••••
- A•••••• R••••••• C••••••••• independent RIA currentsince May 14, 2015 · Fayetteville, Ny
- R••••••• C••••• A••••••• S••••••• formerJan 8, 2015 to May 26, 2015 · Syracuse, Ny
- R••••••• C••••• A••••••• S••••••• formerFeb 18, 2011 to Dec 31, 2014 · Syracuse, Ny
- R•• C•••••• M••••••• L•• national BDJan 13, 2005 to Feb 25, 2011 · Syracuse, Ny
- R••••••• C••••• A••••••• S••••••• to A•••••• R••••••• C•••••••••left May 26, 2015, registered May 14, 2015 (-12 days) · Other
- R•• C•••••• M••••••• L•• to R••••••• C••••• A••••••• S•••••••left Feb 25, 2011, registered Feb 18, 2011 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address