RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••• O•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2019 · Bridgeville, Pa
- C••••• A•••••• N••••••• L•• formerSep 3, 2013 to Sep 25, 2019 · Bridgeville, Pa
- S••••••••• B•••••••• S••••••• state registeredMay 11, 2011 to Dec 16, 2011 · Carnegie, Pa
- W••••• S••••• S••••••••• I••• formerJul 19, 2007 to Sep 3, 2013 · Pittsburgh, Pa
- V•••• C••••••• I••• independent RIAJan 31, 2005 to Feb 16, 2007 · Pittsburgh, Pa
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Sep 25, 2019, registered Sep 19, 2019 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••• S••••• S••••••••• I••• to S••••••••• B•••••••• S•••••••left Sep 3, 2013, registered May 11, 2011 (-846 days) · Other
- S••••••••• B•••••••• S••••••• to C••••• A•••••• N••••••• L••left Dec 16, 2011, registered Sep 3, 2013 (627 days) · Other
- V•••• C••••••• I••• to W••••• S••••• S••••••••• I•••left Feb 16, 2007, registered Jul 19, 2007 (153 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address