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RIA Intelligence
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Registered advisor
G•••••• M•••••• P••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Feb 23, 2023
In the industry
31 y
since Apr 5, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 23, 2023 · Bend, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 16, 2010 to Mar 13, 2023 · Bend, Or
- R••••• W••••• M••••••••• unclassifiedNov 14, 2008 to Mar 19, 2010 · Bend, Or
- V•••••• A•••••••• I••• BD affiliatedJul 7, 2008 to Nov 17, 2008 · Bend, Or
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 13, 2023, registered Feb 23, 2023 (-18 days) · Affiliated broker-dealer or bank to independent RIA
- R••••• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 19, 2010, registered Feb 16, 2010 (-31 days) · Other
- V•••••• A•••••••• I••• to R••••• W••••• M•••••••••left Nov 17, 2008, registered Nov 14, 2008 (-3 days) · Other
Signals
- G•••••• M•••••• P•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-02-23)Mar 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address