B•••• C•••••• G•••••

• M•••• F•••••••• A••••••• BD affiliated current
  since Jun 2, 2022 · Albany, Ga
• L•• F•••••••• L•• BD affiliated
  Feb 14, 2018 to Jul 12, 2022 · Albany, Ga
• I••••• F•••••••• C••••••••• former
  Jan 7, 2009 to Feb 14, 2018 · Albany, Ga
• D••••• • P•••••• F•••••••• A•••••••• I••• unclassified
  May 8, 2007 to May 26, 2009 · Albany, Ga

• L•• F•••••••• L•• to M•••• F•••••••• A•••••••
  left Jul 12, 2022, registered Jun 2, 2022 (-40 days) · RIA to RIA · moved with a team
• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
• D••••• • P•••••• F•••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••
  left May 26, 2009, registered Jan 7, 2009 (-139 days) · Other

• ••• Locked
  Jul 12, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address