P•••• J••• L•••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since Nov 15, 2024 · Oakbrook Terrace, Il
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 8, 2016 to Nov 18, 2024 · Oak Brook, Il
• U•• F•••••••• S••••••• I••• wirehouse
  May 1, 2009 to Jan 19, 2016 · Naperville, Il
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to May 4, 2009 · Geneva, Il
• M••••• S•••••• D• I••• unclassified
  Jan 3, 2000 to Apr 2, 2007 · Geneva, Il

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Nov 18, 2024, registered Nov 15, 2024 (-3 days) · Wirehouse to wirehouse
• U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 19, 2016, registered Jan 8, 2016 (-11 days) · Wirehouse to wirehouse · moved with a team
• M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
  left May 4, 2009, registered May 1, 2009 (-3 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• ••• Locked
  Nov 18, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address