RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L•• B••••••
- M••••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 17, 2020 · Grand Blanc, Mi
- P•••• S••••••••• L•• no RAUMJun 28, 2017 to Jan 27, 2020 · Fort Gratiot, Mi
- O••••••••• • C•• I••• BD affiliatedJan 9, 2017 to Feb 27, 2017 · Port Huron, Mi
- P•••• S••••••••• L•• to M••••••• C•••••• M••••••••• L••left Jan 27, 2020, registered Dec 17, 2020 (325 days) · Affiliated broker-dealer or bank to independent RIA
- O••••••••• • C•• I••• to P•••• S••••••••• L••left Feb 27, 2017, registered Jun 28, 2017 (121 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address