RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••• W•••
- A••• A••••••• P••••••• BD affiliated currentsince Aug 20, 2026 · New York, Ny
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Aug 21, 2026 · Austin, Tx
- U••• R•• L•• formerOct 8, 2010 to Jun 30, 2021 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 22, 2002 to Oct 15, 2010 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 11, 1997 to Dec 10, 2002 · Houston, Tx
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Aug 21, 2026, registered Aug 20, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to U••• R•• L••left Oct 15, 2010, registered Oct 8, 2010 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 10, 2002, registered Nov 22, 2002 (-18 days) · Wirehouse to wirehouse
- M•••••• B••••• W••• left U••• C•••••• W••••• A•••••••• L•• for A••• A••••••• P••••••• (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address