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Registered advisor
S••••• M•••••• A•••••••
Feed of 09/14/2026
At current firm
3 y
since Feb 17, 2023
In the industry
31 y
since Jul 27, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• W••••• M••••••••• state registered currentsince Feb 17, 2023 · Louisville, Ky
- S••••••• F•••••••• G••••• L••• unclassifiedMay 23, 2012 to Jul 24, 2017 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• G••••• L••• to C•••••• W••••• M•••••••••left Jul 24, 2017, registered Feb 17, 2023 (2034 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address