DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J••••• B•••••••••

L•• E••••••••• L••BD affiliatedMelville, Nydual registrantIAPD 2559615

Feed of 09/14/2026

Also filed as E••••• B•••••••••

At current firm

1 y

since Nov 14, 2024

In the industry

31 y

since Nov 22, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Melville, Ny
P•••• S••••••••• L•• no RAUM
May 15, 2021 to Nov 14, 2024 · Uniondale, Ny
B•• M••••• S••••••••• C••••••••• other
Jan 24, 2020 to Jan 27, 2021 · Uniondale, Ny
L•• F•••••••• L•• BD affiliated
Oct 29, 2015 to Feb 13, 2020 · Massapequa Park, Ny
M•• F•••••••• S•••••••• I••• former
Apr 3, 2012 to Nov 7, 2015 · Hauppauge, Ny
C•••• I••••••••• S••••••• C•••• former
Oct 30, 2009 to Aug 16, 2011 · Levittown, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Sep 16, 2009 · Plainview, Ny
C••••••• I••••••••• S••••••• unclassified
Dec 6, 2004 to May 29, 2007 · Bethpage, Ny

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
B•• M••••• S••••••••• C••••••••• to P•••• S••••••••• L••
left Jan 27, 2021, registered May 15, 2021 (108 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to B•• M••••• S••••••••• C•••••••••
left Feb 13, 2020, registered Jan 24, 2020 (-20 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Nov 7, 2015, registered Oct 29, 2015 (-9 days) · Other
C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••
left Aug 16, 2011, registered Apr 3, 2012 (231 days) · Other
C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••
left Sep 16, 2009, registered Oct 30, 2009 (44 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address