RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• A••• P•••••••
- P••••••• F•••••••• G••••• I••• independent RIA currentsince Oct 31, 2013 · Des Moines, Ia
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 5, 2011 to Nov 29, 2013 · W Des Moines, Ia
- A••••••• I••••••••• S••••••• formerDec 12, 2008 to Nov 29, 2010 · West Des Moines, Ia
- S•••••• I••••••••• G••••• L•• formerOct 1, 2008 to Dec 31, 2009 · Des Moines, Ia
- U•• F•••••••• S••••••••• L•• independent RIAJan 7, 2008 to Sep 30, 2008 · Desmoines, Ia
- I••••••••• A••••••• C••• formerMay 16, 2007 to Dec 31, 2007 · Ankeny, Ia
- S••••••••• R••••••• M••••••••• L••• state registeredJan 8, 2007 to May 22, 2007 · Johnston, Ia
- G••••• F•••••••• P•••••• C••••••• I••• to P••••••• F•••••••• G••••• I•••left Nov 29, 2013, registered Oct 31, 2013 (-29 days) · Other
- A••••••• I••••••••• S••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Nov 29, 2010, registered Jan 5, 2011 (37 days) · Other
- S•••••• I••••••••• G••••• L•• to A••••••• I••••••••• S•••••••left Dec 31, 2009, registered Dec 12, 2008 (-384 days) · Other
- U•• F•••••••• S••••••••• L•• to S•••••• I••••••••• G••••• L••left Sep 30, 2008, registered Oct 1, 2008 (1 days) · Other
- I••••••••• A••••••• C••• to U•• F•••••••• S••••••••• L••left Dec 31, 2007, registered Jan 7, 2008 (7 days) · Other
- S••••••••• R••••••• M••••••••• L••• to I••••••••• A••••••• C•••left May 22, 2007, registered May 16, 2007 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address