RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••• H•••••
- N••••••••• L•• independent RIA currentsince Feb 8, 2022 · Dallas, Tx
- N•••••• W••••• A••••••• formerDec 13, 2017 to Mar 31, 2022 · Dallas, Tx
- M••• H••••• R•••••••• L•• unclassifiedAug 30, 2010 to Dec 31, 2010 · Reno, Nv
- I•••••• A••••••••• L•• formerAug 30, 2010 to Sep 11, 2013 · Reno, Nv
- I•••••• A••••••••• L•• formerDec 2, 2008 to Dec 31, 2009 · Reno, Nv
- N•••••• W••••• A••••••• to N••••••••• L••left Mar 31, 2022, registered Feb 8, 2022 (-51 days) · RIA to a newly registered adviser
- I•••••• A••••••••• L•• to N•••••• W••••• A•••••••left Sep 11, 2013, registered Dec 13, 2017 (1554 days) · Other
- M••• H••••• R•••••••• L•• to I•••••• A••••••••• L••left Dec 31, 2010, registered Aug 30, 2010 (-123 days) · Other
- I•••••• A••••••••• L•• to M••• H••••• R•••••••• L••left Dec 31, 2009, registered Aug 30, 2010 (242 days) · Other
- M•••••• H••••• H••••• left N•••••• W••••• A••••••• for N••••••••• L•• (registered 2022-02-08)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address