DFX Intelligence
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Registered advisor
M•••••• D•••••• D••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Aug 14, 2009
In the industry
39 y
since Jul 1, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 14, 2009 · Pensacola, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 29, 2008 to Aug 15, 2009 · Pensacola, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 5, 2008 · Pensacola, Fl
- M••••• S•••••• D• I••• unclassifiedNov 23, 1994 to Apr 2, 2007 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 15, 2009, registered Aug 14, 2009 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Mar 5, 2008, registered Feb 29, 2008 (-5 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address