RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• S•••••• R••••••••
- M•• A•••• M••••••••• L•• mixed wealth currentsince Jun 17, 2020 · Conshohocken, Pa
- M•• S••••••••• L•• no RAUM currentsince May 28, 2019 · Boston, Ma
- T•• C•••••••• G••••• L•• formerJan 3, 2011 to Dec 31, 2019 · Plymouth Meeting, Pa
- N•• A•••••••• I••• unclassifiedAug 6, 2008 to Dec 1, 2010 · Pittsburgh, Pa
- N•• F••••••••• I••• unclassifiedNov 20, 2007 to Oct 22, 2008 · Bryan, Oh
- T•• C•••••••• G••••• L•• to M•• S••••••••• L••left Dec 31, 2019, registered May 28, 2019 (-217 days) · Other · moved with a team
- N•• A•••••••• I••• to T•• C•••••••• G••••• L••left Dec 1, 2010, registered Jan 3, 2011 (33 days) · Other
- N•• F••••••••• I••• to N•• A•••••••• I•••left Oct 22, 2008, registered Aug 6, 2008 (-77 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address