RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• C••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince May 5, 2026 · New York, Ny
- L•• F•••••••• L•• BD affiliatedAug 17, 2022 to Dec 17, 2025 · Commack, Ny
- P••••••• U••••• A•••••••• I••• formerJul 10, 2020 to Aug 17, 2022 · Hauppauge, Ny
- P••••••• S••••••••• I••• formerOct 21, 2013 to Mar 31, 2020 · Maspeth, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedJun 29, 2009 to Oct 8, 2013 · Melville, Ny
- L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••left Dec 17, 2025, registered May 5, 2026 (139 days) · Affiliated broker-dealer or bank to another
- P••••••• U••••• A•••••••• I••• to L•• F•••••••• L••left Aug 17, 2022, registered Aug 17, 2022 (0 days) · corporate re-registration, not a move
- P••••••• S••••••••• I••• to P••••••• U••••• A•••••••• I•••left Mar 31, 2020, registered Jul 10, 2020 (101 days) · corporate re-registration, not a move
- C•••••• O•• F•••••••• A••••••• L•• to P••••••• S••••••••• I•••left Oct 8, 2013, registered Oct 21, 2013 (13 days) · Other
- T••••• J••••• C•••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-05-05)Dec 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address