RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••••• W••••
- P•••••••• A•••• M••••••••• other currentsince Feb 14, 2022 · Roseville, Ca
- B••••• • Y•••• A•••••••• I••• formerSep 21, 2006 to Jul 1, 2008 · Cincinnati, Oh
- E•••••• A••••••• S•••••••• I••• unclassifiedJul 31, 2002 to Sep 22, 2003 · Rancho Cordova, Ca
- B••••• • Y•••• A•••••••• I••• to P•••••••• A•••• M•••••••••left Jul 1, 2008, registered Feb 14, 2022 (4976 days) · Other
- E•••••• A••••••• S•••••••• I••• to B••••• • Y•••• A•••••••• I•••left Sep 22, 2003, registered Sep 21, 2006 (1095 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address