J•••••• M•••••• Z•••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Oct 13, 2017 · Ellisville, Mo
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Oct 30, 2007 to Oct 17, 2017 · Ellisville, Mo
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Jul 21, 2003 to Oct 30, 2007 · Ellisville, Mo

• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K••••• A••••••• S•••••••• L••
  left Oct 17, 2017, registered Oct 13, 2017 (-4 days) · Other
• A••••••• G•••••• S••••••••• I••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
  left Oct 30, 2007, registered Oct 30, 2007 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address