RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• S•••• C•••••
- L••••••• C•••••• P••••••• L•• independent RIA currentsince Jan 31, 2025 · Southborough, Ma
- N•••••••• B••••• B• L•• no RAUMJan 7, 2009 to Dec 4, 2015 · Boston, Ma
- T••••••••• I••••••••• M••••••••• L•• unclassifiedOct 8, 2007 to Feb 11, 2008 · Aliso Viejo, Ca
- B••• A•••••••• L•• formerMar 31, 2005 to Sep 21, 2005 · Boston, Ma
- C••••••• M••••••••• A•••••••• I••• unclassifiedAug 17, 2004 to Mar 30, 2005 · Boston, Ma
- N•••••••• B••••• B• L•• to L••••••• C•••••• P••••••• L••left Dec 4, 2015, registered Jan 31, 2025 (3346 days) · Other
- T••••••••• I••••••••• M••••••••• L•• to N•••••••• B••••• B• L••left Feb 11, 2008, registered Jan 7, 2009 (331 days) · Other
- B••• A•••••••• L•• to T••••••••• I••••••••• M••••••••• L••left Sep 21, 2005, registered Oct 8, 2007 (747 days) · Other
- C••••••• M••••••••• A•••••••• I••• to B••• A•••••••• L••left Mar 30, 2005, registered Mar 31, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address