RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• V•••••• M••••••• I••
- C•••••• S••••• • C••• I••• national BD currentsince Mar 8, 2022 · Richfield, Oh
- C•••••• S••••• I••••••••• A•••••••• I•• formerMar 7, 2018 to Mar 14, 2022 · Boston, Ma
- W•••••••• I••••••••• M••••••••• I••• formerMay 16, 2011 to Mar 30, 2018 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 13, 2002 to Sep 8, 2004 · Boston, Ma
- R•••••••• S•••••••• I••• unclassifiedMay 6, 2002 to Aug 13, 2002 · Boston, Ma
- C•••••• S••••• I••••••••• A•••••••• I•• to C•••••• S••••• • C••• I•••left Mar 14, 2022, registered Mar 8, 2022 (-6 days) · channel change inside one enterprise, not a move · moved with a team
- W•••••••• I••••••••• M••••••••• I••• to C•••••• S••••• I••••••••• A•••••••• I••left Mar 30, 2018, registered Mar 7, 2018 (-23 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••••• I••••••••• M••••••••• I•••left Sep 8, 2004, registered May 16, 2011 (2441 days) · Other
- R•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 13, 2002, registered Aug 13, 2002 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address