RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
James Priester Hughes
- Professional profile
- freestonecapital.com/our-team/jim-hughesreportedfreestonecapital.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Freestone Capital Management, LLC independent RIA currentsince Jul 19, 2023 · Seattle, Wa
- Transcend Capital Advisors, LLC independent RIAJan 9, 2019 to Apr 26, 2022 · Short Hills, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 2, 2004 to Jul 10, 2018 · Indianapolis, In
- Transcend Capital Advisors, LLC to Freestone Capital Management, LLCleft Apr 26, 2022, registered Jul 19, 2023 (449 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Transcend Capital Advisors, LLCleft Jul 10, 2018, registered Jan 9, 2019 (183 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- James Priester Hughes left Transcend Capital Advisors, Llc for Freestone Capital Management, Llc (registered 2023-07-19)Apr 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address