DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R•••••• T••••• F••

C••••• I••••••••• A••••••• L••BD affiliatedWooster, Ohdual registrantIAPD 2573549

Feed of 09/14/2026

Also filed as Rick Fox

At current firm

11 y

since Sep 2, 2015

In the industry

31 y

since Feb 16, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 2, 2015 · Wooster, Oh
L•• F•••••••• L•• BD affiliated
Sep 18, 2013 to Aug 25, 2015 · Loudonville, Oh
F••••••••• A•••••••• I••• unclassified
Jan 20, 2010 to Sep 18, 2013 · Wooster, Oh
I••••• F•••••••• C••••••••• former
Jul 7, 2005 to Jan 22, 2010 · Wooster, Oh
F••••••••• A•••••••• I••• unclassified
Jun 24, 2003 to Dec 20, 2005 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Aug 25, 2015, registered Sep 2, 2015 (8 days) · Other
F••••••••• A•••••••• I••• to L•• F•••••••• L••
left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••
left Jan 22, 2010, registered Jan 20, 2010 (-2 days) · Other
F••••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••
left Dec 20, 2005, registered Jul 7, 2005 (-166 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address