RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• F•••• G•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 18, 2016 · Pittsburgh, Pa
- S•••••••• S••••• W••••• unclassifiedJan 10, 2020 to Sep 30, 2025 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedFeb 23, 2010 to Apr 21, 2014 · Pittsburgh, Pa
- F••••••• F•••••••• A••••••• independent RIAAug 28, 1998 to Mar 4, 2015 · Pittsburgh, Pa
- S•••••••• S••••• W••••• to no registered destinationleft Sep 30, 2025 · Departure, no registered destination
- F••••••• F•••••••• A••••••• to L•• F•••••••• L••left Mar 4, 2015, registered Feb 23, 2010 (-1835 days) · Other
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Apr 21, 2014, registered Apr 18, 2016 (728 days) · Other
- D•••••• F•••• G••••• no longer registered at S•••••••• S••••• W•••••; no later IA registration on IAPDSep 30, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address