DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Rudolph Fortino
Feed of 09/15/2026
Also filed as Thomas R Fortino
At current firm
12 y
since Mar 17, 2014
In the industry
31 y
since Jan 30, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Mar 17, 2014 · Downers Grove, Il
- Alpha Wealth Group unclassifiedSep 28, 2010 to Dec 31, 2012 · Oakbrook Terrace, Il
- Ken Stern & Associates Inc formerJun 15, 2006 to Nov 16, 2011 · Oakbrook Terrace, Il
Moves
a registration end followed by a registration begin elsewhere
- Alpha Wealth Group to Brookstone Wealth Advisors, LLCleft Dec 31, 2012, registered Mar 17, 2014 (441 days) · Other
- Ken Stern & Associates Inc to Alpha Wealth Groupleft Nov 16, 2011, registered Sep 28, 2010 (-414 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address