RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P••• M••••••
- W••••••• W••••• M••••••••• L••••• independent RIA currentsince Aug 31, 2012 · The Woodlands, Tx
- H••••••• W••••• M••••••••• independent RIAOct 14, 2002 to Dec 31, 2012 · Houston, Tx
- S••••••••• S••••••••• I••• unclassifiedJul 11, 2002 to Oct 31, 2002 · Houston, Tx
- L••••••• B••••••••• S••••••••• C•••• unclassifiedJan 26, 1995 to Jul 26, 2002 · Tomball, Tx
- H••••••• W••••• M••••••••• to W••••••• W••••• M••••••••• L•••••left Dec 31, 2012, registered Aug 31, 2012 (-122 days) · Other
- S••••••••• S••••••••• I••• to H••••••• W••••• M•••••••••left Oct 31, 2002, registered Oct 14, 2002 (-17 days) · Other
- L••••••• B••••••••• S••••••••• C•••• to S••••••••• S••••••••• I•••left Jul 26, 2002, registered Jul 11, 2002 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address