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Registered advisor
R••••• T••••• S•••••
Feed of 09/15/2026
Also filed as Bob S•••••
At current firm
0 y
since Feb 13, 2026
In the industry
31 y
since Mar 22, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Addison, Il
- U••• B•••••• I••••••••• I••• formerJun 20, 2014 to Feb 13, 2026 · Saint Paul, Mn
- C••••••• S••••••••• I••• BD affiliatedOct 10, 2006 to Jun 21, 2014 · Mt. Prospect, Il
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Jun 21, 2014, registered Jun 20, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address