RIA Intelligence

• G••• L••• A•••••••• L•• independent RIA current
  since Dec 13, 2017 · Pittsburgh, Pa
• W•••••• • R••• former
  Jan 30, 2014 to Dec 19, 2017 · Pittsburgh, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 26, 2010 to Feb 4, 2014 · Mcmurray, Pa
• B•••••••• A•••••••• L•• unclassified
  Nov 23, 2005 to Nov 24, 2009 · Bethel Park, Pa
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Apr 7, 2005 to Jun 11, 2008 · Bethel Park, Pa
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Apr 17, 2003 to Mar 28, 2005 · New Castle, Pa

• W•••••• • R••• to G••• L••• A•••••••• L••
  left Dec 19, 2017, registered Dec 13, 2017 (-6 days) · Other · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••
  left Feb 4, 2014, registered Jan 30, 2014 (-5 days) · Other
• B•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Nov 24, 2009, registered Mar 26, 2010 (122 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to B•••••••• A•••••••• L••
  left Jun 11, 2008, registered Nov 23, 2005 (-931 days) · Other
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to U•••• F•••••••• S••••••• G••••• I•••
  left Mar 28, 2005, registered Apr 7, 2005 (10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address