RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• R••• N••••••••
- F•••••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 1, 2026 · Cheyenne, Wy
- B•••••• F••••••••• L•• independent RIASep 12, 2025 to May 6, 2026 · Colorado Springs, Co
- I•• W••••• M••••••••• I••• BD affiliatedJun 16, 2020 to Sep 8, 2025 · Decatur, Il
- B•••••• F••••••••• L•• to F•••••••• C•••••• M••••••••• L••left May 6, 2026, registered Jun 1, 2026 (26 days) · RIA to RIA
- I•• W••••• M••••••••• I••• to B•••••• F••••••••• L••left Sep 8, 2025, registered Sep 12, 2025 (4 days) · Affiliated broker-dealer or bank to independent RIA
- C••• R••• N•••••••• left B•••••• F••••••••• L•• for F•••••••• C•••••• M••••••••• L•• (registered 2026-06-01)May 6, 2026 · Advisor changed firm · fact
- C••• R••• N•••••••• left I•• W••••• M••••••••• I••• for B•••••• F••••••••• L•• (registered 2025-09-12)Sep 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address