RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• D•••••
- B•••••• I••••••••• A•••••••• I••• asset manager currentsince Feb 15, 2024 · Denver, Co
- D••••• P••• L•• independent RIA currentsince Dec 5, 2023 · D•••••, Co
- H•••••• I••••••••• A•••••••• I••• unclassifiedOct 3, 2012 to Dec 26, 2023 · D•••••, Co
- W••••• M••••••••• C••••••••• I•• formerJan 1, 1999 to Aug 27, 2009 · D•••••, Co
- H•••••• I••••••••• A•••••••• I••• unclassifiedJan 1, 1999 to Dec 31, 2009 · D•••••, Co
- H•••••• I••••••••• A•••••••• I••• to D••••• P••• L••left Dec 26, 2023, registered Dec 5, 2023 (-21 days) · Other
- W••••• M••••••••• C••••••••• I•• to H•••••• I••••••••• A•••••••• I•••left Aug 27, 2009, registered Jan 1, 1999 (-3891 days) · Other
- M•••••• D• D••••• left H•••••• I••••••••• A•••••••• I••• for D••••• P••• L•• (registered 2023-12-05)Dec 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address