RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• L•••
- B•• S••••••••• I••• mixed wealth currentsince Jan 28, 2022 · Coral Gables, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 10, 2019 to Jan 10, 2022 · Miami, Fl
- P•••••• C•••••• A••••••• L•• formerApr 5, 2018 to Oct 8, 2018 · Coral Gables, Fl
- C••• A••••••• L•• formerMar 24, 2014 to Dec 20, 2017 · Miami, Fl
- M••••• K••••• • C••••••• L•• formerJun 17, 2011 to Mar 6, 2012 · Coral Gables, Fl
- M•• I•••••••• S•••••••• L•• to B•• S••••••••• I•••left Jan 10, 2022, registered Jan 28, 2022 (18 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••• C•••••• A••••••• L•• to M•• I•••••••• S•••••••• L••left Oct 8, 2018, registered Dec 10, 2019 (428 days) · Other
- C••• A••••••• L•• to P•••••• C•••••• A••••••• L••left Dec 20, 2017, registered Apr 5, 2018 (106 days) · Other
- M••••• K••••• • C••••••• L•• to C••• A••••••• L••left Mar 6, 2012, registered Mar 24, 2014 (748 days) · Other
- C••••••• L••• left M•• I•••••••• S•••••••• L•• for B•• S••••••••• I••• (registered 2022-01-28)Jan 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address