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Registered advisor
A••• L•• G••••••
Feed of 09/14/2026
Also filed as A••• L G••••••
At current firm
1 y
since May 1, 2025
In the industry
31 y
since Mar 7, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · New Brighton, Mn
- O•••• W•••••• I••• BD affiliatedDec 12, 2023 to May 6, 2025 · Minneapolis, Mn
- F•••••••• D••••••••• G••••• I••• formerJan 2, 2013 to Nov 1, 2024 · New Brighton, Mn
- F•••••••• D••••••••• G••••• I••• formerAug 7, 2007 to Dec 31, 2012 · New Brighton, Mn
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left May 6, 2025, registered May 1, 2025 (-5 days) · corporate re-registration, not a move
- F•••••••• D••••••••• G••••• I••• to O•••• W•••••• I•••left Nov 1, 2024, registered Dec 12, 2023 (-325 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address