RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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T•••••• J• B••••
- C••••••••• A•••• M••••••••• S•••••••• I••• former currentsince Mar 6, 2025 · Broadview Heights, Oh
- R•••• F••• M••••••••• L•• independent RIAApr 30, 2014 to Oct 12, 2023 · Lady Lake, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 21, 2011 to Jan 2, 2013 · Leesburg, Va
- L••••• A•••••••• L•• formerJun 20, 2007 to Mar 31, 2008 · Palm Beach Gardens, Fl
- H••• W••••• A••••••• independent RIAApr 8, 2004 to Jun 18, 2004 · Erie, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 25, 2003 to Sep 3, 2003 · Owings Mills, Md
- R•••• F••• M••••••••• L•• to C••••••••• A•••• M••••••••• S•••••••• I•••left Oct 12, 2023, registered Mar 6, 2025 (511 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••• F••• M••••••••• L••left Jan 2, 2013, registered Apr 30, 2014 (483 days) · Other
- L••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Mar 31, 2008, registered Dec 21, 2011 (1360 days) · Other
- H••• W••••• A••••••• to L••••• A•••••••• L••left Jun 18, 2004, registered Jun 20, 2007 (1097 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to H••• W••••• A•••••••left Sep 3, 2003, registered Apr 8, 2004 (218 days) · Other
- T•••••• J• B•••• left R•••• F••• M••••••••• L•• for C••••••••• A•••• M••••••••• S•••••••• I••• (registered 2025-03-06)Oct 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address