DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• G••••• J••••
Feed of 09/15/2026
Also filed as J•••• G• J••••
At current firm
4 y
since Jan 24, 2022
In the industry
31 y
since May 26, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 24, 2022 · Sandy Springs, Ga
- T• A••••••••• I••• formerJun 17, 2022 to Oct 14, 2022 · Mt. Pleasant, Sc
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 12, 2008 to Sep 10, 2009 · Scarsdale, Ny
- T• A••••••••• I••• formerDec 12, 2008 to Sep 10, 2009 · Scarsdale, Ny
- E•••••• C•••••• M••••••••• L•• formerSep 9, 2008 to Dec 5, 2008 · Arlington, Va
- T• A••••••••• I••• formerFeb 9, 2005 to Sep 26, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 10, 2009, registered Dec 12, 2008 (-272 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 10, 2009, registered Dec 12, 2008 (-272 days) · Other
- E•••••• C•••••• M••••••••• L•• to T• A••••••••• I•••left Dec 5, 2008, registered Dec 12, 2008 (7 days) · Other
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Sep 26, 2006, registered Sep 9, 2008 (714 days) · Other
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address