S•••• G•••• T•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · Longview, Wa
• C••• B•••••••• S•••••••• I••• former
  Jul 6, 2018 to May 18, 2022 · Seaside, Or
• C••• F•••••••• S•••••••• L••• former
  Jun 23, 2011 to May 12, 2017 · Gig Harbor, Wa
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Jul 16, 2009 · Kirkland, Wa
• W••• I••••••••• I••• unclassified
  Jan 29, 2002 to May 2, 2009 · Kirkland, Wa

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••
  left May 12, 2017, registered Jul 6, 2018 (420 days) · Other
• C•••• I••••••••• S••••••• C•••• to C••• F•••••••• S•••••••• L•••
  left Jul 16, 2009, registered Jun 23, 2011 (707 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address