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Registered advisor
S•••••• R•••• H••••
Feed of 09/14/2026
Also filed as S•••••• H••••••••
At current firm
10 y
since Sep 12, 2016
In the industry
31 y
since May 17, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 12, 2016 · Columbia, Md
- E••••• J•••• national BDJan 18, 2012 to Aug 25, 2015 · Catonsville, Md
- W•••• F•••• A••••••• wirehouseSep 25, 2008 to Nov 30, 2011 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to T••••• A••••••• S•••••••• I•••left Aug 25, 2015, registered Sep 12, 2016 (384 days) · Affiliated broker-dealer or bank to a newly registered adviser
- W•••• F•••• A••••••• to E••••• J••••left Nov 30, 2011, registered Jan 18, 2012 (49 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address