DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• H••••• L•••••

B••• L••• C•••••• A•••••••state registeredPalm Beach Gardens, FlIA-onlyIAPD 2597427

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joe L•••••

At current firm

4 y

since Apr 14, 2022

In the industry

30 y

since Oct 20, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••• L••• C•••••• A••••••• state registered current
since Apr 14, 2022 · Palm Beach Gardens, Fl
N••••••••• W••••• P•••••••• I••• independent RIA
Feb 26, 2020 to Apr 27, 2022 · Palm Beach Gardens, Fl
G••••• T•••• independent RIA
Sep 15, 2016 to Nov 1, 2019 · West Palm Beach, Fl
C•••••• G••••••• W••••• M••••••••• L•• former
Aug 12, 2009 to Aug 10, 2016 · West Palm Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 3, 2005 to Aug 12, 2009 · Palm Beach Gardens, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 11, 1996 to Oct 18, 2005 · North Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••••••• W••••• P•••••••• I••• to B••• L••• C•••••• A•••••••
left Apr 27, 2022, registered Apr 14, 2022 (-13 days) · RIA to a state-registered adviser
G••••• T•••• to N••••••••• W••••• P•••••••• I•••
left Nov 1, 2019, registered Feb 26, 2020 (117 days) · RIA to a newly registered adviser
C•••••• G••••••• W••••• M••••••••• L•• to G••••• T••••
left Aug 10, 2016, registered Sep 15, 2016 (36 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• G••••••• W••••• M••••••••• L••
left Aug 12, 2009, registered Aug 12, 2009 (0 days) · Other
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 18, 2005, registered Oct 3, 2005 (-15 days) · Other

Signals

J••••• H••••• L••••• left N••••••••• W••••• P•••••••• I••• for B••• L••• C•••••• A••••••• (registered 2022-04-14)
Apr 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address