M•• Z••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Oct 7, 2015 · Colorado Springs, Co
• S••••• F•••••••• G•••• I•• former
  Sep 6, 2019 to May 20, 2021 · Colorado Springs, Co
• J• P• T••••• • C•••••• C•••••• M••••••••• L•• former
  Feb 16, 2007 to Nov 13, 2015 · Colorado Springs, Co
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jun 24, 2003 to Oct 26, 2006 · Colorado Springs, Co
• C•••••• L•• independent RIA
  Mar 21, 2003 to Jun 25, 2003 · Colorado Springs, Co

• S••••• F•••••••• G•••• I•• to no registered destination
  left May 20, 2021 · Departure, no registered destination
• J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••
  left Nov 13, 2015, registered Oct 7, 2015 (-37 days) · corporate re-registration, not a move
• A••••••••• A•••••• S•••••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••
  left Oct 26, 2006, registered Feb 16, 2007 (113 days) · Other
• C•••••• L•• to A••••••••• A•••••• S•••••••• I•••
  left Jun 25, 2003, registered Jun 24, 2003 (-1 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address