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Registered advisor
I••• C•• G•••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
31 y
since Apr 20, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Glendale, Ca
- I•••••••• C•••••• A••••••• formerOct 23, 2006 to Oct 3, 2016 · Tustin, Ca
- L•• F•••••••• L•• BD affiliatedJan 11, 2005 to May 3, 2005 · Glendale, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDDec 15, 1997 to Jan 12, 2005 · Glendale, Ca
Moves
a registration end followed by a registration begin elsewhere
- I•••••••• C•••••• A••••••• to C••••• I••••••••• A••••••• L••left Oct 3, 2016, registered Mar 21, 2024 (2726 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to I•••••••• C•••••• A•••••••left May 3, 2005, registered Oct 23, 2006 (538 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 12, 2005, registered Jan 11, 2005 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address