DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Darcy C Carroll
Feed of 09/15/2026
Also filed as Darcy Shelton Christhilf
At current firm
7 y
since Feb 4, 2019
In the industry
30 y
since May 14, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- William Blair & Company L.L.C. BD affiliated currentsince Feb 4, 2019 · Chicago, Il
- Brown Advisory Securities, LLC formerSep 1, 2006 to Jan 28, 2019 · Baltimore, Md
- Credit Suisse Securities (USA) LLC formerJan 17, 2003 to Oct 16, 2006 · Baltimore, Md
- Pershing LLC unclassifiedOct 5, 2001 to Jan 17, 2003 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Brown Advisory Securities, LLC to William Blair & Company L.L.C.left Jan 28, 2019, registered Feb 4, 2019 (7 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Credit Suisse Securities (USA) LLC to Brown Advisory Securities, LLCleft Oct 16, 2006, registered Sep 1, 2006 (-45 days) · Other
- Pershing LLC to Credit Suisse Securities (USA) LLCleft Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address