RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• H••••• J•••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 2, 2022 · Jonesboro, Ar
- O•••• I••••••••• I••• BD affiliatedDec 2, 2013 to Nov 30, 2022 · Olive Branch, Ms
- B••••••••• I••••••••• S•••••••• I••• formerJul 3, 2002 to Dec 2, 2013 · Olive Branch, Ms
- O•••• I••••••••• I••• to L•• F•••••••• L••left Nov 30, 2022, registered Dec 2, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••••••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••left Dec 2, 2013, registered Dec 2, 2013 (0 days) · Other
- C•••••••• H••••• J••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-12-02)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address