RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• R••••
- B••••• G••••• A•••••• N••••••• L•• independent RIA currentsince Nov 7, 2024 · Ribera, Agrigento Sicily
- P••• I••••••••• L•• asset managerMar 12, 2015 to Aug 28, 2018 · Newark, Nj
- E•••••••• A•••••••• L•• national BDMar 1, 2013 to Dec 9, 2014 · Boca Raton, Fl
- S••••••• I••••••••• S•••••••• I••• formerSep 3, 2009 to Mar 5, 2013 · Parkland, Fl
- E•••••••• A•••••••• L•• national BDMay 26, 2009 to Aug 25, 2009 · Boca Raton, Fl
- S••••••• I••••••••• S•••••••• I••• formerJan 17, 2007 to Jul 9, 2008 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedAug 23, 2004 to Jul 13, 2005 · Ft.Lauderdal, Fl
- P••• I••••••••• L•• to B••••• G••••• A•••••• N••••••• L••left Aug 28, 2018, registered Nov 7, 2024 (2263 days) · Other
- E•••••••• A•••••••• L•• to P••• I••••••••• L••left Dec 9, 2014, registered Mar 12, 2015 (93 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Mar 5, 2013, registered Mar 1, 2013 (-4 days) · Other
- E•••••••• A•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Aug 25, 2009, registered Sep 3, 2009 (9 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Jul 9, 2008, registered May 26, 2009 (321 days) · Other
- M••••• S•••••• D• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 13, 2005, registered Jan 17, 2007 (553 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address