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Registered advisor
S•••••••• E•••••••• R•••••••
Feed of 09/15/2026
Also filed as S•••••••• E• G••••••••• E•••••••• G•••••
At current firm
4 y
since Oct 13, 2021
In the industry
27 y
since Mar 17, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 13, 2021 · Palm Beach Gardens, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMay 22, 2017 to Aug 30, 2021 · Red Bank, Nj
- W•••• F•••• A••••••• wirehouseNov 14, 2014 to Jun 30, 2015 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 30, 2021, registered Oct 13, 2021 (44 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 30, 2015, registered May 22, 2017 (692 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address