DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Frederick Brymer
Feed of 09/15/2026
Also filed as Douglas F Brymer
At current firm
4 y
since Dec 8, 2021
In the industry
31 y
since May 12, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Dec 8, 2021 · Naperville, Il
- Highpoint Advisor Group, LLC formerAug 13, 2013 to Dec 31, 2021 · Naperville, Il
- Fifth Third Securities, Inc. BD affiliatedDec 7, 2007 to Aug 2, 2013 · Naperville, Il
- Lasalle Financial Services, Inc. unclassifiedApr 4, 2003 to Dec 10, 2007 · Plainfield, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 24, 2001 to Mar 25, 2003 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- Highpoint Advisor Group, LLC to Highpoint Planning Partnersleft Dec 31, 2021, registered Dec 8, 2021 (-23 days) · corporate re-registration, not a move
- Fifth Third Securities, Inc. to Highpoint Advisor Group, LLCleft Aug 2, 2013, registered Aug 13, 2013 (11 days) · Other
- Lasalle Financial Services, Inc. to Fifth Third Securities, Inc.left Dec 10, 2007, registered Dec 7, 2007 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Lasalle Financial Services, Inc.left Mar 25, 2003, registered Apr 4, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address