RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A•• G•••••••••
- L••••••• A•••• M••••••••• L•• state registered currentsince Jan 1, 2025 · Moore, Ok
- M•••• A•••••••• I••• state registeredFeb 27, 2014 to Nov 19, 2020 · Oklahoma City, Ok
- M•••• A•••••••• I••• state registeredFeb 28, 2011 to Jan 23, 2012 · Oklahoma City, Ok
- N••• F•••••••• G••••• I••• formerAug 7, 2009 to Sep 27, 2010 · Houston, Tx
- G•••• S••••••••• I••• unclassifiedMar 7, 2001 to Aug 3, 2009 · Oklahoma City, Ok
- M•••• A•••••••• I••• to L••••••• A•••• M••••••••• L••left Nov 19, 2020, registered Jan 1, 2025 (1504 days) · Other
- N••• F•••••••• G••••• I••• to M•••• A•••••••• I•••left Sep 27, 2010, registered Feb 28, 2011 (154 days) · Other
- G•••• S••••••••• I••• to N••• F•••••••• G••••• I•••left Aug 3, 2009, registered Aug 7, 2009 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address