DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rusty Russell
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rusty Russell
At current firm
7 y
since Mar 28, 2019
In the industry
31 y
since May 25, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 28, 2019 · Winston Salem, Nc
- Kestra Advisory Services, LLC BD affiliatedApr 19, 2016 to Mar 28, 2019 · Winston-Salem, Nc
- Nfp Advisor Services, LLC formerMar 8, 2016 to Sep 22, 2016 · Austin, Tx
- First Allied Advisory Services, Inc. formerAug 28, 2012 to Mar 11, 2016 · Winston-Salem, Nc
- Infinet Advisory, Inc. unclassifiedJan 5, 2006 to Nov 26, 2008 · Durham, Nc
- Covenant Financial Solutions,Inc. unclassifiedJul 28, 2003 to Oct 17, 2005 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to LPL Financial LLCleft Mar 28, 2019, registered Mar 28, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
- First Allied Advisory Services, Inc. to Nfp Advisor Services, LLCleft Mar 11, 2016, registered Mar 8, 2016 (-3 days) · Other
- Infinet Advisory, Inc. to First Allied Advisory Services, Inc.left Nov 26, 2008, registered Aug 28, 2012 (1371 days) · Other
- Covenant Financial Solutions,Inc. to Infinet Advisory, Inc.left Oct 17, 2005, registered Jan 5, 2006 (80 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address