RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A• S•••••
- B••• G••••• • C••••••• I••• independent RIA currentsince Dec 18, 2025 · Orange, Ca
- B••• G••••• • C••••••• I••• independent RIAMay 10, 2018 to Dec 31, 2023 · Orange, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 22, 2016 to Jul 26, 2016 · El Segundo, Ca
- F•••••••• W••• G•••• formerNov 1, 2012 to Oct 17, 2014 · W•••Lake Village, Ca
- F•••• C•••••• F•••••••• P•••••••• I••• formerApr 6, 2011 to Sep 11, 2012 · Niceville, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to B••• G••••• • C••••••• I•••left Jul 26, 2016, registered May 10, 2018 (653 days) · Other
- F•••••••• W••• G•••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Oct 17, 2014, registered Jun 22, 2016 (614 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••••••• W••• G••••left Sep 11, 2012, registered Nov 1, 2012 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address