RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• D•••••••••
- O••••••••• institutional currentsince Nov 2, 2021 · Overland Park, Ks
- S•• W••••• M••••••••• independent RIADec 16, 2016 to Dec 2, 2021 · Towson, Md
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Dec 10, 2021 · Towson, Md
- N•• A•••••••• I••• unclassifiedJan 8, 2008 to Nov 30, 2010 · Bryan, Oh
- D••••••••• B•••••• A••••••• L•• unclassifiedJan 5, 2006 to Dec 31, 2007 · Virginia Beach, Va
- L•• F•••••••• L•• to S•• W••••• M•••••••••left Dec 10, 2021, registered Dec 16, 2016 (-1820 days) · Other
- S•• W••••• M••••••••• to O•••••••••left Dec 2, 2021, registered Nov 2, 2021 (-30 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
- D••••••••• B•••••• A••••••• L•• to N•• A•••••••• I•••left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address