RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• M•••• B•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Feb 27, 2025 · Sammamish, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 14, 2019 to Mar 3, 2025 · Seattle, Wa
- B•••••• P••••• W••••• M••••••• formerJun 24, 2016 to May 3, 2019 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDOct 9, 2012 to Sep 1, 2015 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDMar 9, 2012 to Jun 1, 2012 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Mar 3, 2025, registered Feb 27, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••• P••••• W••••• M••••••• to A••••••••• F•••••••• S•••••••• L••left May 3, 2019, registered May 14, 2019 (11 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to B•••••• P••••• W••••• M•••••••left Sep 1, 2015, registered Jun 24, 2016 (297 days) · Other
- V••••••• M•••• B••• left A••••••••• F•••••••• S•••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2025-02-27)Mar 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address