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Registered advisor
J••••••• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••••• Scott D••••
At current firm
8 y
since Jun 6, 2018
In the industry
31 y
since Oct 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 6, 2018 · New York, Ny
- L•••• A•••••••• I••• unclassifiedJun 20, 2007 to Dec 14, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 14, 2021, registered Jun 6, 2018 (-1287 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address