M•••••• L•••• F•••••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Saint Paul, Mn
• U••• B•••••• I••••••••• I••• former
  Jun 21, 2023 to Feb 13, 2026 · Auburn, Wa
• E•••••••• A•••••••• L•• national BD
  Jan 5, 2017 to Jun 21, 2023 · Bellevue, Wa
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Sep 7, 2000 to Jul 8, 2005 · Seattle, Wa

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••
  left Jun 21, 2023, registered Jun 21, 2023 (0 days) · Affiliated broker-dealer or bank to another
• B••• O• A•••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••
  left Jul 8, 2005, registered Jan 5, 2017 (4199 days) · Other

• ••• Locked
  Jun 21, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address