W•••••• L••• L••••

• E•••••••• A•••••••• L•• national BD current
  since Aug 29, 2014 · Savannah, Ga
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to May 23, 2014 · Hilton Head Island, Sc
• M••••• K••••• • C••••••• L•• former
  Jul 27, 2005 to Feb 13, 2013 · Hilton Head, Sc
• S••••••• I••••••••• S•••••••• I••• former
  Jan 13, 2005 to Jul 28, 2005 · Savannah, Ga

• R•••••• J•••• • A••••••••• I••• to E•••••••• A•••••••• L••
  left May 23, 2014, registered Aug 29, 2014 (98 days) · Affiliated broker-dealer or bank to another
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• S••••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••
  left Jul 28, 2005, registered Jul 27, 2005 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address