DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B••••

S••••• C•••••• M••••••••• L••state registeredLakewood, CoIA-onlyIAPD 2624603

Feed of 09/14/2026

Also filed as J••• B••••

At current firm

3 y

since Oct 14, 2022

In the industry

22 y

since Sep 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• C•••••• M••••••••• L•• state registered current
since Oct 14, 2022 · Lakewood, Co
E••••• A••••••• L•• independent RIA
Apr 29, 2022 to Aug 6, 2022 · New York, Ny
S••••• C•••••• M••••••••• L•• state registered
Apr 22, 2022 to May 5, 2022 · Lakewood, Co
C•••••• S••••• • C••• I••• national BD
Jul 25, 2005 to Feb 21, 2020 · Englewood, Co
W•••••• • R••• former
Sep 2, 2004 to Jan 31, 2005 · Golden, Co

Moves

a registration end followed by a registration begin elsewhere

E••••• A••••••• L•• to S••••• C•••••• M••••••••• L••
left Aug 6, 2022, registered Oct 14, 2022 (69 days) · Other
S••••• C•••••• M••••••••• L•• to E••••• A••••••• L••
left May 5, 2022, registered Apr 29, 2022 (-6 days) · Other
C•••••• S••••• • C••• I••• to S••••• C•••••• M••••••••• L••
left Feb 21, 2020, registered Apr 22, 2022 (791 days) · Affiliated broker-dealer or bank to a state-registered adviser
W•••••• • R••• to C•••••• S••••• • C••• I•••
left Jan 31, 2005, registered Jul 25, 2005 (175 days) · Other

Signals

J••• B•••• left E••••• A••••••• L•• for S••••• C•••••• M••••••••• L•• (registered 2022-10-14)
Aug 6, 2022 · Advisor changed firm · fact
J••• B•••• left S••••• C•••••• M••••••••• L•• for E••••• A••••••• L•• (registered 2022-04-29)
May 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address